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申请需要提供的信息

China ​中国

Individual, Joint and Trust Accounts 

专业式申请需要提供的信息

 

您需要在申请过程中提供以下信息:

个人 信托
个人栏中的所有信息另加下列信息:
联名
  • 社会安全号码(SSN),非美国公民提供身份号码证明;
  • 您的雇佣单位名称、地址及电话号码;
  • 资金转账需要用到的银行或第三方经纪商账户号码,以及支票存款所需的路径号码。

受托人及受益人:

  • 名称;
  • 居住地址(如果是个人);
  • 主要营业地址
  • 地址(如果是实体);
  • 出生日期;
  • 社会安全号码(SSN),非美国公民提供身份号码

实体受托人:

  • 税号;
  • 交易所和代码(公开上市的实体受托人或受益人);
  • 个人受益人的姓名、地址和社会安全号码;
  • 各受益人的所有权百分比;
  • 1到5个授予人/让与人各自的名称。

信托:

  • 信托类型;
  • 信托建立日期;
  • 税号或政府签发的身份号码。

两位账户持有人均要提交:

  • 姓名;
  • 地址;
  • 出生日期;
  • 社会安全号码;
  • 雇佣单位名称;
  • 雇佣单位地址;
  • 资金转账需要用到的银行或第三方经纪商账户号码,以及支票存款所需的路径号码。
 
 

专业式申请需要提供的文件(中国的个人及联名账户申请人)

 
中国居民

您的身份证提供了身份证明以及生日和地址证明。如果您提供了您的身份证复印件,您即不需要再提供其它的地址证明文件。但要记住上传身份证的正反两面复印件。

如果您不使用您的身份证作为证明文件,您必须提供两个不同的文件,一个用于证明您的身份(包括生日),另一个用来证明您的居住地址,信息如下。

 
文件类型 接受的文件(每个分类下只需提供一种文件)
身份和出生日证明
  • 护照
    护照必须仍然有效,由账户持有人签名并清晰显示号码、到期日、出生日期和签发国家;签证页也必须包括在内;
  • 政府签发的身份证
    包括正面及印有有效日期的背面,必须仍然有效且清晰显示号码。
  • 驾驶执照
地址证明
(仅在不提供身份证的情况下需提交)

文件载明的地址必须与您申请账户时填写的地址一致。

  • 房产证明
    按揭声明、契据、所有权证或租约。文件必须标明客户的全名及当前地址;
  • 公用事业账单
    例如,电费、水费、电话费(包括手机电话费)或煤气费账单。账单必须清楚标明客户全名及当前地址。而且日期必须在12个月以内;
  • 保险单文件
    当前房主的保险单文件或附加条款。可接受发出不超过12个月的房主保险单账单;
  • 安全系统账单
    不超过12个月的当前房主的安全系统账单或报表;
  • 政府签发的文件/声明
    必须显示当前的地址,且日期不超过12个月。包括:
    • 税务信函和通知;
    • 政府房管部门发放的信函/通知;
    • 法院出庭通知;
    • 其他显示客户姓名和地址的正式政府信函/通知;
    • 户口本;
  • 信用卡账单
    仅适用于银行发放的信用卡。账单必须载有银行名称及客户居住的国家,且信用卡发卡行必须为金融特别行动组织的成员;
  • 银行明细
    必须为12个月以内,且清晰显示账户持有人的完整姓名和当前地址。银行必须为金融特别行动组织的成员;
  • 经纪商报告
    经纪商公司必须为在美国注册的经纪商-交易商,或美国注册的经纪商-交易商的外国附属公司。账户持有人的居住国必须为金融特别行动组织的成员。
 

注:

当上述文件不足以协助我司完成尽职调查时,Place Trade Financial, Inc. 证券有限公司保留要求客户提供其他文件的权利。

 

所有文件必须为合法文件。在扫描器或复印机上制作副本时,请使用“放大副本(enlarge copy)”选项。

您可以通过邮件将扫描文件发送至: This email address is being protected from spambots. You need JavaScript enabled to view it. (请在主题行注明您的账户号码)或作为传真件传真到:+852 2509 4102。

请注意,在 Place Trade 收到并审核这些文件前,您的账户申请不会得到批准。如果您对开立 Place Trade 账户所需的文件有疑问,请发送电邮到 This email address is being protected from spambots. You need JavaScript enabled to view it.联系我们的开户部门(请在主题行注明您的账户号码)或致电:+852 2156 7907。

                                                                                                                        
香港居民

以下文件要求仅适用于香港居民。请注意,所有上传的文件副本需经核实后方可被接受。

 
文件类型 接受的文件(每个分类下只需提供一种文件)
身份和出生日证明
  • 香港永久居民身份证
  • 护照
    (如果申请人不持有香港永久居民身份证);
地址证明
  • 公共事业账单
    例如,电费、水费、电话费(包括手机电话费)或煤气费账单。账单必须标明客户全名及当前地址,而且时段必须在3个月以内;
  • 租赁或房贷账单
    必须清楚地注明客户的完整名称和目前的居住地址;
  • 房产所有权证明
    例如,有效的房贷账单,或产权证;
  • 信用卡账单
    账单需在过去3个月内签发,且发卡行需为金融特别行动组织的成员。我们也接受在银行信函纸上由银行签署的、确认地址的信函;
  • 银行发放的信用卡或借记卡账单
    账单必须不超过3个月;
  • 政府签发的信函/文件
    必须显示当前的地址,且发放时间不超过3个月;
  • 房主保险单文件
    必须为当前有效的房屋保险单文件;
  • 安全系统账单
    必须为3个月内当前房主的安全系统账单或报表。
 
香港确认书

当你亲自访问我们的清算公司的香港办事处这份文件将提交给你

 
 
香港居民的其他信息

您必须亲自到访盈透证券香港办公室。我们的代表将验证您的信息。请立即致电+852 2156 7907预约访问盈透香港办公室。办公时间为周一至周五上午8点至下午5点。


我们的清算公司的办公地址 - 香港办公室位于:

盈透证券有限公司 
香港
金钟道88号
太古广场
第二期1512室

如您无法莅临香港办公室,您的文件必须经过认证第三方——如公证人、银行经理、注册会计师、执业律师、特许秘书或太平绅士的证明。该人士必须在申请人/受益人的官方身份文件上写上“核准无误副本”。要获取更多信息,请联系客户服务。

 
 

专业式申请需要提供的文件(中国的信托账户申请人)

 

除了完成申请所需的信息之外,您还需要提供以下文件。

 
信托账户申请人需要提供的文件

如果您正在申请的是信托账户,您需要提供:

 
文件类型 接受的文件(每种类型只需提供一种文件)
受托人证明
  • 受托人证明表;
受托人身份与出生日期证明
  • 受托人护照、驾照、国民身份证或外国人身份证的副本。
受托人地址证明(仅限不可撤销信托)
  • 公共事业账单(必须为1年内开具的账单);
  • 租赁合约;
  • 抵押贷款单据、房屋契约或其他财产证明;
  • 上述未作为个人存在证明而提交的文件。
信托文件
  • 包含信托全称、授予人、受托人及所有签名页的信托文件副本。
信托的美国纳税人证明或政府签发的其他身份号码的证明
  • 美国或其他政府签发的税务表格;
  • 财报;
  • 政府签发的其他文件。
授权信托进行融资交易的证明

请圈出授权的部分。

  • 信托成立时的文件;
  • 信托决议书。
授予人/委托人身份证明或授予人/委托人存在证明(仅限可撤销信托)
  • 如果是个人,那么需要提供护照、驾照、国民身份证或外国人身份证;
  • 如果是实体,那么需要提供实体的公司章程、合伙公司协议、政府颁发的营业执照或存续证明书。
授予人/委托人地址证明(仅限可撤销信托)
  • 公共事业账单(必须为1年内开具的账单);
  • 租赁合约;
  • 抵押贷款单据、房屋契约或其他财产证明;
  • 上述未作为个人存在证明而提交的文件。
 
 

存款需要提供的信息

 

在账户申请的入金阶段,您需要提供其他信息,这些信息会因您选择的入金方法的不同而不同。

 
存款方式 所需信息
存款通知:仅是通知,不会实际转账资金或头寸。如果您选择下列方法中的一种,您需要启动实际的资金转账。
电汇转账
  • 既定的存款金额;
  • 银行名称;
  • 银行账户号码(选填)。
从您的银行进行ACH转账
  • 既定的存款金额;
  • 银行名称。
支票
  • 既定的存款金额;
  • 支票号码;
  • 银行路径号码;
  • 银行账户号码。
在线账单付款
  • 既定的存款金额;
  • 银行名称
免支付(FOP)
  • 第三方银行或经纪商名称;
  • 第三方银行或经纪商账户号码;
  • 要转账的各股票的代码、股份数及交易所(选填);
  • 要转账的各权证的代码、股份数、行使价(选填)、看跌/看涨(选填)及到期日(选填);
  • 要转账的各美国债券的CUSIP号码及总面值。
指令PT联系您的银行或经纪商转账资金及/或资产:如果您选择下列方式中的一种,资金及/或头寸将被实际转账。
自动银行ACH转账
  • 银行账户号码;
  • 银行账户类型(支票或储蓄);
  • 银行9位传递号码。
自动客户账户转账服务(ACATS)
  • 第三方银行或经纪商名称;
  • 第三方银行或经纪商账户号码。

另外,对于部分ACATS转账需提供:

  • 要转账的各股票及/或美国共同基金的代码、股份数及交易所(选填);
  • 要转账的各权证的代码、股份数、行使价(选填)、看跌/看涨(选填)及到期日(选填);
  • 要转账的各美国债券的CUSIP号码及总面值;
  • 要转账的各期权的底层证券代码、合约数、头寸(多头或空头)、行使价、看跌或看涨及到期日。
账户通告转账(ATON)
  • 第三方银行或经纪商名称;
  • 第三方银行或经纪商账户号码。

另外,对于部分ATON转账需提供:

  • 要转账的各股票及/或加拿大股票的代码、股份数及交易所(选填);
  • 要转账的各权证的代码、股份数、行使价(选填)、看跌或看涨(选填)及到期日(选填);
  • 要转账的各期权及/或加拿大期权的底层证券代码、合约数、头寸(多头或空头)、行使价、看跌或看涨及到期日。
美国期货资产转账

从您证券账户申请:

  • 证券账户号码;证券账户号码
  • 用户名;
  • 账户名称;
  • 地址;
  • 账户社会安全号码或税收号码;
  • 电邮地址。

从将向您证券账户发动转账的账户:

  • 当前持有您账户的经纪公司名称;
  • 地址;
  • 城市/州/邮编;
  • 账户持有人名称;
  • 账户号码。

另外,对于部分转账需提供:

  • 要转账的各资产的描述与数量。
欧洲资产转账

从您证券账户申请:

  • 证券账户号码;
  • 用户名;
  • 账户名称;
  • 账户类型;
  • 地址;
  • 账户社会安全号码或税收号码(仅限美国居民)。

从将向您证券账户发动转账的账户:

  • 当前持有您账户的银行/经纪公司名称;
  • 地址;
  • 城市/州/邮编;
  • 银行/经纪商联系人姓名;
  • 账户持有人名称;
  • 账户号码。

对于部分转账需提供:

  • 要转账的各资产的代码、描述、数量及ISIN号码。
亚洲资产转账
  • 要转账的各资产的总结及来源/交易所所在国。

 

What You Need: Application

Legal residents of China will need to provide the following information in the application:

Individual
Everything from the column below:
Trust
Everything from Individual column plus the following:
Joint
Everything from the column below:
  • Social Security Number (SSN) or proof of ID number if not US citizen;
  • Your employer name, address and phone number;
  • Bank or 3rd party broker account numbers for funding purposes, plus routing number for check deposits.

Trustees and Beneficiaries:

  • Name;
  • Residential Address (if individual);
  • Principle Place of Business
  • Address (if entity);
  • Date of Birth;
  • Social Security Number or ID number if not US citizen.

Entity Trustees:

  • Tax ID;
  • Exchange and Symbol (For any Entity Trustee or Beneficiary that is publicly traded);
  • Name, Address and Social Security Numbers of Individual Beneficiaries;
  • % of ownership per beneficiary;
  • Between 1 and 5 Settlors/Grantors and the name of each individual or entity Settlor/Grantor.

Trusts:

  • Type of Trust;
  • Date the trust was established;
  • Tax or govt-issued ID number.

For Both Account Holders:

  • Name;
  • Address;
  • Date of Birth;
  • Social Security Number;
  • Employer;
  • Employer Address;
  • Bank or 3rd party broker account numbers for funding purposes, plus routing number for check deposits.
 

Back to the top Deposit Type

Individual and Joint Applicants in China

 

What You Need: Documents

 
Residents of China

Your National Identity Card provides both Proof of Identity AND Proof of Residential Address. If you submit your National Identity Card, you do not have to submit a separate document for your Proof of Residential Address. Be sure to upload both sides of your National Identity Card.

If you do not provide a National Identity Card, you must provide two separate documents, one for Proof of Identity and the other for Proof of Residential Address, as indicated in the table below.

 
Document Category Acceptable Documents (only one document per category is needed)
Proof of Identity and Date of Birth
  • Passport
    Must be currently valid, signed by the account holder and clearly Indicate the number, date of expiration, date of birth and country of issue; any visa stamped pages must be included;
  • Government-issued ID
    Must be currently valid, and clearly show the ID number. Both the front and back are required.
  • Driver's License.
Proof of Residential Address
(only if you do not submit a National Identity Card)

The address on the document must be the same as the address you enter in your account application.

  • Real Estate Certificate
    Mortgage statement, deed, ownership certificate or lease statement. Must include the account holder's full name and address;
  • Public Utility Bill
    Electricity, water, telephone (including cell phone) or gas statement; the bill must be less than 12 months old and show the account holder’s full name and address;
  • Home Owner Insurance Document
    Current home owner's home insurance policy. Insurance statement, issued within the past 12 months is also accepted;
  • Home Security System Bill
    Must be the current home owner’s security system bill or statement issued within the past 12 months;
  • Government-issued documents/statement
    Mmust contain current address and be issued within the past 12 months, including:
    • Tax letter and notification;
    • Government housing agency-issued letter/notice;
    • Court appearance notice
    • Any other government letter/notice that clearly shows the account holder's name and address;
    • Hukou (Household Registration);
  • Credit Card Statement
    Only statements for bank-issued credit cards will be accepted. The statement must show the bank's name and the customer's country of residence and the bank must be a member of the Financial Action Task Force;
  • Bank Statement
    Must clearly show the account holder's full name and current address and must have been issued within the past 12 months. The bank must be a member of the Financial Action Task Force;
  • Broker Report
    The brokerage firm must be a US-registered broker-dealer or a US-registered broker-dealer's foreign affiliate. The account holder's country of residence must be a member of the Financial Action Task Force.
 

Please Note:

Place Trade reserves the right to request additional documents in situations where the documents listed above are insufficient to complete our process of due diligence.

 

All documents must be legible. It is advised to use the "enlarge copy" option when making copies of documents on scanners or copy machines.

You may SEND documents via email as scanned documents to: This email address is being protected from spambots. You need JavaScript enabled to view it. (Please includes your Account ID in the Subject line) or as faxed documents to Facsimile Number +852 2509 4102.

Please note that your application for an PT account cannot be approved until these documents have been received and reviewed by PT. If you have any questions about the documents required to open an PT account, please contact our New Accounts Department via email at This email address is being protected from spambots. You need JavaScript enabled to view it. (Please include your Account ID in the Subject line) or call +852 2156 7907.


Back to the top Deposit Type

 
Residents of Hong Kong

The following document requirements apply only to residents of Hong Kong. Note that all uploaded copies of documents must be verified before being accepted.

 
Document Category Acceptable Documents (only one document per category is needed)
Proof of Identity and Date of Birth
  • Hong Kong Permanent Resident Card
  • Passport
    (If applicant does not hold a Hong Kong Permanent Resident Card);
Proof of Residential Address
  • Public Utility Bill
    Electricity, water, telephone (including cell phone) or gas statement; the bill must have been issued within the past three months and show the account holder’s full name and address;
  • Lease or house mortage bill
    Must clearly show the account holder's full name and address;
  • Home ownership certificate
    For example, a valid house mortgage bill or deed;
  • Credit Card Bill
    The statement must have been issued within the past three months and the bank must be a member of the Financial Action Task Force. We will also accept a letter with the bank's letterhead with a signature from the bank to approve the bank's address;
  • Bank-issued credit card or debt card bill
    the bill must have been issued within the past three months;
  • Government issued letters/documents
    Must contain the account holder's current address and have been issued within the past three months;
  • Home Owner Insurance Document
    Current home owner's valid home insurance policy.;
  • Home Security System Bill
    Must be the current home owner’s security system bill or statement issued within the past three months.
 
Hong Kong Acknowledgements

This document will be presented to you when you visit the our clearing firm's (IB) HK office in person.

 
Other Information for Hong Kong Residents

You must visit our (clearing firm's) Hong Kong office in person. Our representative will verify your information. Please call us at +852 2156 7907 ASAP to make an appointment to visit our HK office, Monday to Friday, 8:00 AM - 5:00 PM. Please have your account number with you when you arrive.

Hong Kong Office Address:

Interactive Brokers LLC
Suite 1512
Two Pacific Place
88 Queensway
Admiralty, Hong Kong

If you cannot visit our Hong Kong Office in person, your documents may be certified by an approved third party such as a Notary Public, Bank Manager, Certified Public Accountant, Practising Lawyer, Chartered Secretary or Justice of the Peace. The approved Person must write “Certified True Copy” on the official ID documents of the Applicant(s) /Beneficial Owner(s). Please contact Customer Service for further information

 

Back to the top Deposit Type

Trust Applicants in China

 

What You Need – Documents 

 

In addition to the information that you will need to complete the application, you will be asked to provide the documents listed below.

 
Documentation Required for Trust Applicants

If you are applying for a trust account, you should submit:

 
Document Category Acceptable Documents (only one document per category is needed)
Proof of Trustee Certification
  • Trustee Certification Form;
Proof of the identity and date of birth of the Trustee
  • A copy of the person's passport, driver's license, national identity card or alien identification card.
Proof of Trustee Address (Irrevocable Trusts only)
  • Utility Bill (must be less than 1 year old);
  • Lease;
  • Mortgage Statement, Deed or other Evidence of Ownership of the Property;
  • Any of the documents listed above that is not submitted as proof of the person's existence.
Trust Documents
  • Copies of pages of the trust document that provide the full name of the trust, grantors, trustees, and all signature pages.
Proof of the trust's U.S. taxpayer or other govt-issued identification number
  • U.S. or Other Government-issued Tax Form;
  • Financial Statement;
  • Other Government-Issued Document.
Proof of the authority of the trust to trade on margin

Please circle the authorization language.

  • Document Establishing the Trust;
  • Trust Resolution.
Proof of ID for Grantor/Settlor or Proof of Existence for Grantor/Settlor (Revocable Trusts only)
  • If an individual, a copy of the person's passport, driver's license, national identity card or alien identification card;
  • If an entity, the entity's articles of incorporation company charter, partnership agreement, govt-issued business license or govt-issued certificate of good standing.
Proof of Address for Grantor/Settlor (Revocable Trusts only)
  • Utility Bill (must be less than 1 year old);
  • Lease;
  • Mortgage Statement, Deed or other Evidence of Ownership of the Property;
  • Any of the documents listed above that is not submitted as proof of the person's existence.
 

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Trust Applicants in China

 

What You Need - Funding

 

During the funding step in the account application, you will need to provide us with additional information, which varies depending on the funding method you choose.

 
Funding Method What You Need
Deposit Notifications: Notifications only and do not actually transfer money or positions. If you select one of these deposit methods, you are responsible for initiating the actual transfer of funds from your financial institution to your Place Trade Financial account..
Wire Transfer
  • Amount of intended deposit;
  • Bank Name;
  • Bank Account Number (optional).
Bank ACH Transfer from Your Bank
  • Amount of intended deposit;
  • Bank Name.
Check
  • Amount of intended deposit;
  • Check Number;
  • Bank Routing Number;
  • Bank Account Number.
Online Bill Payment
  • Amount of intended deposit;
  • Bank Name.
Free of Payment (FOP)
  • Name of Third-Party Bank or Broker;
  • Third-Party Bank or Broker Account Number;
  • Symbol, Number of Shares, and Exchange (optional) of each Stock to transfer;
  • Symbol, Number of Shares, Strike (optional), Put/Call (optional), and Expiration Date (optional) of each Warrant to transfer;
  • CUSIP Number and Aggregate Face Value of each US Bond to transfer.
Instruct PT to contact your bank or broker to transfer funds and/or assets: If you select one of these methods, money and and/or positions are actually transferred.
Automatic Bank ACH Transfer
  • Bank Account Number;
  • Bank Account Type (Checking or Savings);
  • Bank's 9-digit routing number.
Automated Customer Account Transfer Service
  • Name of Third-Party Bank or Broker;
  • Third-Party Bank or Broker Account Number.

In addition, for partial ACATS transfers:

  • Symbol, Number of Shares, and Exchange (optional) of each Stock and/or US Mutual Fund to transfer;
  • Symbol, Number of Shares, Strike (optional), Put/Call (optional), and Expiration Date (optional) of each Warrant to transfer;
  • CUSIP Number and Aggregate Face Value of each US Bond to transfer;
  • Underlying Symbol, Number of Contracts, Position (long or short), Strike, Put or Call, and Expiration Date of each Option to transfer.
Account Transfer on Notification (ATON)
  • Name of Third-Party Bank or Broker;
  • Third-Party Bank or Broker Account Number.

In addition, for partial ATON transfers:

  • Symbol, Number of Shares, and Exchange (optional) of each Stock and/or Canadian Stock to transfer;
  • Symbol, Number of Shares, Strike (optional), Put/Call (optional), and Expiration Date (optional) of each Warrant to transfer;
  • Underlying Symbol, Number of Contracts, Position (long or short), Strike, Put or Call, and Expiration Date of each Option and/or Canadian Option to transfer.
US Futures Asset Transfer

From your Place Trade Account Application:

  • Place Trade Account ID;
  • User Name;
  • Account Title;
  • Address;
  • Social Security Number or Tax ID Number on Account;
  • Email Address.

From the account to be transferred to your Place Trade account:

  • Name of Brokerage Firm Currently Holding Your Account;
  • Address;
  • City/State/Zip;
  • Account Owner Name(s);
  • Account Number.

In addition, for partial transfers:

  • Description and quantity of each asset to be transferred.
European Asset Transfer

From your Place Trade Account Application:

  • Place Trade Account ID;
  • User Name;
  • Account Title;
  • Account Type;
  • Address;
  • Social Security Number or Tax ID Number on Account (US residents only).

From the account to be transferred to your Place Trade account:

  • Name of Bank/Brokerage Firm Currently Holding Your Account;
  • Address;
  • City/State/Zip;
  • Name of Contact Person at Bank/Broker;
  • Account Owner Name(s);
  • Account Number.

For partial transfers:

  • Symbol, Description, Quantity, and ISIN number of each asset to be transferred.
Asian Asset Transfer
  • Summary and country of origin/exchange of each asset to transfer.

 


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Learn more about retirement planning by visiting some of the links below:

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SIMPLE IRA

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